NadineLord.com > NPC Disclosures

The following disclosures can also be found through the National Planning Corporation website's Investor link: https://www.natplan.com/investor/disclosures/index.html.

NPC's Privacy Policy
Preserving trust is a core value. We recognize that you expect us to protect the information you provide us and to use it responsibly. We are strongly committed to fulfilling the trust that is the foundation of your expectations. For that reason, we have adopted and adhere to the following policy regarding the privacy of your nonpublic personal information.

Click here to view NPC's Privacy Policy

NPC's Business Continuity Plan Disclosure
FINRA (previously known as NASD) Rule 3510 requires a firm to disclose to its clients how it's Business Continuity Plan addresses possible business disruption in various scenarios and its response to those scenarios.

Click here to view NPC's Business Continuity Plan Disclosure

NPC's Premier Sponsor Program
Because there are more than 8,000 mutual funds available for sale in the U.S., NPC focuses on a group of some of the largest and most well-known mutual fund and insurance companies that offer a wide spectrum of investment choices.

Click here to learn more about NPC's Premier Sponsor Program

NPC's Trade Execution Policy
At National Planning Corporation, we value the trust you have placed in us and take our responsibilities to you very seriously. Processing your trades efficiently and effectively is an integral part of the service you should expect from National Planning Corporation.

Click here to view NPC's Trade Execution Policy

NPC's Affiliation Disclosure

Click here to view NPC's Affiliation Disclosure

NPC's Customer Identification Program

Click here to view NPC's Customer Identification Program Disclosure

Understanding Mutual Fund Share Classes

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NPC's Cash Sweep Disclosure

Click here to view NPC's Cash Sweep Disclosure

National Planning Corporation
401 Wilshire Blvd., Suite 1100
Santa Monica, CA 90401